-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PFKBL+jFf6Wg4siDl5mqy4RQGXKWdwKNLb3g/04os7x/diYO4A6gXxMx7mJPcrSI vkz2gvAC9fdp1ST1Pi2izA== 0001005477-99-005602.txt : 19991201 0001005477-99-005602.hdr.sgml : 19991201 ACCESSION NUMBER: 0001005477-99-005602 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991130 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NOVITRON INTERNATIONAL INC CENTRAL INDEX KEY: 0000716646 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 042573920 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-39041 FILM NUMBER: 99766429 BUSINESS ADDRESS: STREET 1: ONE GATEWAY CENTER STREET 2: SUITE 411 CITY: NEWTON STATE: MA ZIP: 02158 BUSINESS PHONE: 6172619933 MAIL ADDRESS: STREET 1: ONE GATEWAY CENTER STREET 2: SUITE 411 CITY: NEWTON STATE: MA ZIP: 02158 FORMER COMPANY: FORMER CONFORMED NAME: CLINICAL DATA INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALBERT IRA CENTRAL INDEX KEY: 0000923716 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1304 SW 160TH AVE STREET 2: STE 209 CITY: FT LAUDERDALE STATE: FL ZIP: 33326 BUSINESS PHONE: 9543844801 MAIL ADDRESS: STREET 1: 1304 SW 160TH AVE STREET 2: STE 204 CITY: FT LAUDERDALE STATE: FL ZIP: 33326 SC 13D/A 1 AMENDMENT TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ------------ SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 4)(1) NOVITRON INTERNATIONAL, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 670088103 - -------------------------------------------------------------------------------- (CUSIP Number) Noah Klarish & Associates, P.C. One World Trade Ctr., 85th Fl. New York, NY 10048 (212) 488-1111 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 26, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box |_|. Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 6 Pages) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 670088103 SCHEDULE 13D Page 2 of 6 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Ira Albert - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 7,102 -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 0 OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 40,793 (includes 33,691 shares held by various accounts WITH over which Mr. Albert has discretionary authority) -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 33,691 shares held by various accounts over which Mr. Albert has discretionary authority - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 40,793 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1. Security and Issuer. This statement relates to the Common Stock, $.01 par value per share (the "Common Stock"), of Novitron International, Inc., a Delaware corporation (the "Issuer"). The Issuer maintains its principal executive office at One Gateway Center, Suite 411, Newton, Massachusetts 02158. Item 2. Identity and Background. (a) This statement is filed by (i) Ira Albert, an individual, with respect to shares of the Issuer's Common Stock held by him and with respect to shares of the Issuer's Common Stock held in investment accounts over which Mr. Albert has discretionary authority, and (ii) Albert Investment Associates, L.P., a Delaware limited partnership (the "Albert Partnership") with respect to shares of the Issuer's Common Stock held by it. Ira Albert and the Albert Partnership shall sometimes be collectively referred to herein as the "Reporting Person." (b) The Reporting Person filed an initial Schedule 13D for an event of November 12, 1996 (the "Initial Schedule"), an Amendment No. 1 for an event of April 9, 1997, an Amendment No. 2 for an event of May 20, 1997, and an Amendment No. 3 for an event of June 25, 1997 (collectively the "Prior Amendments"). Except to the extent set forth in this Amendment, the information in the Initial Schedule and the Prior Amendments remains unchanged. Item 3. Source and Amount of Funds or Other Consideration. Ira Albert directly owns 7,102 shares of the Issuer's Common Stock for which he paid $15,979.50. Mr. Albert obtained the funds from his personal funds. Mr. Albert has discretionary authority over accounts which own 33,691 shares of the Issuer's Common Stock for which such accounts paid a total of $75,804.75 from the personal funds of the beneficial owners of such accounts. Item 5. Interest in Securities of the Issuer. (a) The number of shares of the Issuer's Common Stock and the percentage of the outstanding shares (based upon 1,440,215 post split shares outstanding as reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ended September 30, 1999) directly beneficially owned by each Reporting Person is as follows: Percentage of Name Number of Shares Outstanding Shares - ---- ---------------- ------------------ Ira Albert 7,102 0.005% Albert discretionary 33,691 2.3% accounts 3 (b) Mr. Albert has sole power to vote 7,102 shares of the Issuer's Common Stock and has sole power to dispose or to direct the disposition of 40,793 shares of the Issuer's Common Stock. (c) See Appendix I annexed hereto. 4 Signatures After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: November 30, 1999 /s/ Ira Albert ---------------------------------------- Ira Albert ALBERT INVESTMENT ASSOCIATES, L.P. By: ALBERT INVESTMENT STRATEGIES, INC. By: /s/ Ira Albert ---------------------------------------- Ira Albert, President 5 APPENDIX 1 TRANSACTIONS IN NOVITRON INTERNATIONAL, INC. COMMON STOCK WITHIN THE PAST 60 DAYS Other than as noted below, all transactions were open market sales and the commissions are included in the price of the shares. 1. Albert Investment Associates, L.P. (privately negotiated sale). No. of Trade Shares Price Per Proceeds of Date Sold Share Sale ---- ---- ----- ---- 11/26/99 185,533 $3.00 $556,599.00 2. Ira Albert and Family No. of Trade Shares Price Per Proceeds of Date Sold Share Sale ---- ---- ----- ---- 11/26/99 5,000 $3.00 $14,850.00 3. Other Discretionary Accounts/ Limited Power of Attorney No. of Trade Shares Price Per Proceeds of Date Sold Share Sale ---- ---- ----- ---- 11/26/99 15,000 $3.00 $44,550.00 6 -----END PRIVACY-ENHANCED MESSAGE-----